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1. Do you recommend, advise, or approve sales of consumer insurance and/or financial products in the bank channel? |
 | Yes
No
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2. Which of the following best describes your job function? |
 | Sales Representative (Dedicated Investment Rep, Financial/Investment Advisor/Consultant, Platform Rep, Insurance Agent/Specialist, Licensed Bank Employee or other sales titles)
Sales Management
Wealth Management (Trust or Private Bank Manager/Director)
Program Management (Insurance/Investment/Platform Manager/Director)
Senior Management (Pres, CEO, VP, COO, CMO, CFO, Insurance Agency Pres)
Other
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3. What is your annual income? |
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4. Please indicate which of the following you authorize and/or influence the purchase of: |
 | Annuities
Life Insurance
Mutual Funds
Retirement products: 401(k) plans, IRA/IRA rollover
LTCI
Other insurance products
Trust products
Estate planning products
Third party marketing products
Research providers
Sales software/technology
Clearing & Execution services
Legal/Accounting/Compliance services
Fund administration/distribution services
Other/none of the above
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5. What is the approximate total value of your combined clients' accounts? |
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6. Which of the following licenses/designations do you currently hold: (check all that apply) |
 | Series 6 or 7
Series 63
Series 24
Series 65 or 66
CFP
RIA/IAR
ChFC or CLU
Life/Health license
None of the Above
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What color are your eyes? |
| (your answer will remain confidential and will be used only by our audit company to verify your subscription request) |
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