Most Recent Regulatory Blogs

A fiduciary primer: What’s a rep’s responsibility to clients?
Blog By Bob Clark
February 11, 2016

DOL fiduciary rule could arrive by April
Blog By Melanie Waddell
February 9, 2016

Boomers stay put when the market fluctuates
Blog By Emily Zulz
February 8, 2016

With file-and-suspend dead, maximizing Social Security benefits
Blog By William H. Byrnes, Esq.
February 3, 2016

Market drop due to 'cracking' investor confidence, not recession
Blog By James J. Green
February 1, 2016

DOL fiduciary rule heading to OMB after Obama gives final State of the Union
Blog By Melanie Waddell
January 21, 2016

Dear Department of Labor...
Blog By John Olsen
January 20, 2016

4 trends in retirement planning you need to pay attention to
Blog By Marlene Y. Satter
January 19, 2016

3 questions retirement plan sponsors ask about advisors
Blog By Danielle Andrus
January 14, 2016

2015 brought us robos, flat fees and fiduciary debate
Blog By Bob Clark
January 4, 2016

Why financial professionals will matter post-DOL
Blog By Mike McGlothlin CFP®, CLU, ChFC, LUTCF
December 24, 2015

Less than 100 business days left to address the new Social Security law changes with clients over age 62
Blog By Alt Bro
December 18, 2015

Working with skill, not luck: Become an expert advisor
Blog By Mike McGlothlin CFP®, CLU, ChFC, LUTCF
December 16, 2015

11 tips on managing your retirement money
Blog By Samantha Stein
December 14, 2015

How to get millennials to buy insurance
Blog By Lynette Gil
November 30, 2015

Be ready for change in the financial industry
Blog By Jeff Hood, LUTCF
November 19, 2015

Deadlock: Why the SEC's stalled on the fiduciary standard for brokers
Blog By Bob Clark
November 18, 2015

Are older Americans too confident about avoiding fraud?
Blog By Daniel Williams
November 17, 2015

DOL update: Winning the market with new regulations
Blog By Mike McGlothlin CFP®, CLU, ChFC, LUTCF
November 12, 2015

Wealthy Americans fear becoming a burden to children
Blog By Warren Hersch
November 10, 2015

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