Most Recent Regulation Articles

Single Premium Deferred Annuities: One size does not fit all
Article By William H. Byrnes, Esq.
February 22, 2017

Indexed annuities exception would ease DOL fiduciary burden
Article By William H. Byrnes, Esq.
February 10, 2017

Labor Department will need time to deliver on Trump’s executive order
Article By Nick Thornton
February 9, 2017

Fixed indexed annuities to dominate 2017 annuity marketplace
Article By William H. Byrnes, Esq.
January 31, 2017

Are annuities doomed in 2017?
Article By Sheryl Moore
January 27, 2017

Under proposed exemption, IMOs will need $15M in cash reserves
Article By Nick Thornton
January 25, 2017

Top 5 ERISA settlements in 2016
Article By Nick Thornton
January 23, 2017

FINRA’s top 5 exam priorities for 2017
Article By Janet Levaux
January 9, 2017

Industry Changes in 2017 and beyond
Article By Mike McGlothlin CFP®, CLU, ChFC, LUTCF
January 5, 2017

2017 Markets: The great unknown
Article By Danielle Andrus
January 5, 2017

Investors Beware: Tax ‘Volatility,’ Regulatory upheaval on horizon
Article By Melanie Waddell
January 5, 2017

6 tax-law time bombs that could impact IRAs
Article By Kristen Beckman
November 30, 2016

New regs encourage split annuity pension option
Article By William H. Byrnes, Esq.
November 29, 2016

Important checklist when faced with a death
Article By Christopher P. Hill
October 31, 2016

Debunked: The top 6 myths of VAs
Article By Christopher P. Hill
July 14, 2016

Post-DOL rule: 5 things insurance-only licensed producers can do right now
Article By Roger Hayashi
June 30, 2016

Do you know these annuity terms?
Article By Nichole Morford
June 8, 2016

14 questions (and answers) about the DOL fiduciary rule
Article By Kristen Beckman
May 31, 2016

6 DOL fiduciary tasks to tackle before first deadline
Article By Bernice Napach
May 20, 2016

Why Gundlach predicts a Trump victory
Article By Janet Levaux
May 18, 2016

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