Compliance in Sales and Marketing
Recently, the SEC issued a new Guidance Update regarding the use of social media. These are types of posts that need not be filed with the agency.
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Recent Compliance in Sales and Marketing Articles
Financial advisor usage of social media in 2011: network usage, results and future obstacles
Article By Amy McIlwain
Article By Amy McIlwain
Recent Compliance in Sales and Marketing Blogs
Compliance in Sales and Marketing Offers
Interests Subtopics
Compliance in Sales and Marketing News
January 19, 2012
Volcker rule attacked
January 18, 2012
The NAIC on implementation of MLR
January 13, 2012
Financial industry groups agree to help DOL with fiduciary regulation
Most Viewed
April 11, 2013
5 major highlights of the SEC’s 2013 Guidance Update
April 24, 2013
The power of social media: Fake tweet sends the Dow down
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