Retirement strategies »

Kim O
Beyond the rhetoric: Three real life impacts of the DOL rule
Article posted by Kim O'Brien
When policy decisions are based on political and institutional bias, flawed and incomplete analysis and preconceived assumptions of buying and selling behaviors, the outcome can only be destruction for the marketplace it is supposed to be serving and protecting.

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Investments »

Marlene Satter
Top 10 fiduciary errors and how to avoid them
Article posted by Marlene Y. Satter
When fiduciaries make mistakes, they can be costly not just to the organization, but for the fiduciary personally. Here are 10 mistakes you'd better hope to not make.

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Retirement plans »

5 major risks to a client's retirement income
Article posted by David Port
There is a minefield of potential risks and here's how to protect your client against them.

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Regulatory »

Sheryl Brown
Is compliance a priority for you? It should be
Article posted by Sheryl Brown-Madjlessi
When I spend time with advisors and registered reps, it’s not uncommon to hear their lackluster response and heavy sigh when the topic of compliance is brought up. Come on — it’s not that bad, right? Unfortunately, it can be for some, but for a variety of reasons on both sides of the subject. Let’s discuss.

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Economy »

Steve Selengut
The investment gods are furious
Article posted by Steve Selengut
Capitalism is not broken; it's just been overly tinkered with.

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